Overview
Expertise is Essential
Today, investors must overcome a three dimensional challenge to achieve success. To develop an intelligent wealth management strategy, they must be able to track and triangulate the constantly-shifting global economic landscape, their own personal goals and the mountains of information about investments available.
• An expert independent financial advisor can help you understand how the capital markets interact, and how global economic events affect individual investment strategies.
• An expert independent financial advisor can develop a comprehensive investment strategy that addresses your individual goals and in an unbiased, conflict-free environment.
• An expert independent financial advisor can evaluate the thousands of alternatives available today, and select the ones that will contribute to effective implementation of your strategy.

Independence is Essential
• An independent financial advisor is a professional practitioner who functions in a conflict-free environment. The benefits of working with an independent financial advisor accrue to the client throughout the relationship.
• An independent financial advisor can weigh the merits of one investment against another, making decisions only because they will contribute to the success of your investment strategy. There is no pressure, and no incentive, to sell you proprietary products.
• An independent financial advisor can help you track the progress of your portfolio toward you’re the financial goals you’ve set, advise you when it is appropriate to make changes and when it’s time to hold your ground.

Service is Essential
• We know that consistent, high levels of service and courtesy are an inherent element of the obligation we undertake when we enter into a professional relationship.
• Our clients are entitled to regular, clear and understandable information about the status of their portfolios and overall investing environment as it relates to their interests.
• Our clients are entitled to customized advice, tailored specifically to their individual situations, personal goals and risk tolerances.
• Our clients are entitled to timely, substantive responses to any question or concern they communicate to us.
• Out clients are entitled to absolute confidentiality.

Professional Designations
Senior professionals at Genesis must hold at least one advanced designation in financial planning or investment analysis or a master’s degree and have at least five years financial planning or investment related experience. Genesis requires that senior professionals at the firm complete a minimum of 60 hours of continuing education over a three year period. Genesis Capital Advisors invests heavily in the most important asset we have- our people and their knowledge of the field in which we work.

All client relationships with the firm are guided by a senior financial advisor, and will be reviewed by a senior financial advisor on a quarterly basis. The firm’s Planning Policy Board reviews each client portfolio for suitability and conformance with the client’s investment policy statement on an annual basis.